Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Craig Brian Carlisle | 5348076 | 1 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rodger A Jordan | 6616256 | 3 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sandra Jeanne Lefebvre | 6519165 | 1 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Visini | 7660832 | 1 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexander L Colon | 6795714 | 2 | 10/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jay Alfred Menesale | 2566620 | 1 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robyn Elizabeth Carr | 6702824 | 6 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Gerard Cuomo | 1454072 | 3 | 01/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael K Mathews | 4982695 | 1 | 10/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Catherine M Pomeroy | 7010943 | 2 | 09/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |