Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Matthew Tafelski | 2463362 | 3 | 10/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gabriel Nicholas Defeo | 3005662 | 2 | 06/26/2012 | Customer Dispute | Denied | $23,007.00 | $0.00 | See FINRA Report |
| Rafael A Cruz | 4659566 | 2 | 05/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Lee Hudson | 4904083 | 2 | 11/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Zanca | 1803000 | 1 | 11/04/2011 | Customer Dispute | Denied | $83,883.80 | $0.00 | See FINRA Report |
| Thomas Edward Austin | 1959580 | 4 | 10/05/2011 | Customer Dispute | Denied | $8,155.63 | $0.00 | See FINRA Report |
| Robert Edward Jean | 2025893 | 3 | 09/16/2011 | Customer Dispute | Denied | $17,143.80 | $0.00 | See FINRA Report |
| Jo Ann Desmarteau | 1141741 | 2 | 08/05/2011 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| William John Keller | 4115146 | 1 | 12/07/2010 | Customer Dispute | Denied | $6,264.58 | $0.00 | See FINRA Report |
| Peter Raymond Christie | 2331279 | 2 | 12/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |