Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jo Ann Desmarteau | 1141741 | 2 | 03/14/2009 | Customer Dispute | Denied | $86,652.20 | $0.00 | See FINRA Report |
| Kob Yan | 4019037 | 2 | 03/09/2009 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Daryl Matthew Oar | 2239735 | 2 | 12/11/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Todd Michael Fischer | 3122170 | 8 | 11/19/2008 | Customer Dispute | Denied | $12,263.50 | $0.00 | See FINRA Report |
| Paul Emmanuel Coleman | 2777146 | 1 | 10/24/2008 | Customer Dispute | Denied | $16,557.00 | $0.00 | See FINRA Report |
| Carl Martin Ostergaard | 2945244 | 3 | 10/23/2008 | Customer Dispute | Settled | $7,107.73 | $0.00 | See FINRA Report |
| Carl Martin Ostergaard | 2945244 | 3 | 10/08/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Jack Keleshian | 2364159 | 3 | 09/15/2008 | Customer Dispute | Settled | $87,210.00 | $0.00 | See FINRA Report |
| David William Nemecek | 2062829 | 1 | 07/23/2008 | Customer Dispute | Denied | $20,820.00 | $0.00 | See FINRA Report |
| David Jay Colwell | 1814985 | 2 | 05/13/2008 | Customer Dispute | Denied | $11,454.30 | $0.00 | See FINRA Report |