Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Farley Decker | 3140142 | 2 | 09/10/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Ying Heng Liang Stickel | 3237139 | 1 | 07/23/2015 | Customer Dispute | Denied | $28,674.70 | $0.00 | See FINRA Report |
| Charles Gilbert Kunzelman | 3270367 | 3 | 06/15/2015 | Customer Dispute | Denied | $81,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Austin | 1959580 | 4 | 04/06/2015 | Customer Dispute | Denied | $39,515.00 | $0.00 | See FINRA Report |
| Juan Pablo Rios | 4586563 | 2 | 03/07/2015 | Customer Dispute | Denied | $5,793.46 | $0.00 | See FINRA Report |
| Charles Calogero Locicero | 2544882 | 2 | 01/22/2015 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Eric Anthony Tunstall | 5447513 | 1 | 10/16/2014 | Customer Dispute | Denied | $6,693.36 | $0.00 | See FINRA Report |
| Michael Santifort | 4115162 | 1 | 08/13/2014 | Customer Dispute | Settled | $40,299.60 | $0.00 | See FINRA Report |
| Joseph E Sinchi | 2551769 | 1 | 08/01/2014 | Customer Dispute | Settled | $6,658.47 | $0.00 | See FINRA Report |
| James Matthew Tafelski | 2463362 | 3 | 05/12/2014 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |