Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Urja S Shah | 5713515 | 2 | 02/27/2017 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Austin | 1959580 | 4 | 02/16/2017 | Customer Dispute | Settled | $21,805.60 | $0.00 | See FINRA Report |
| Charles Gilbert Kunzelman | 3270367 | 3 | 12/12/2016 | Customer Dispute | Denied | $81,000.00 | $0.00 | See FINRA Report |
| John Anthony Saia | 4630340 | 1 | 10/25/2016 | Customer Dispute | Denied | $19,109.00 | $0.00 | See FINRA Report |
| David Michael Joseph | 4777092 | 1 | 09/15/2016 | Customer Dispute | Denied | $17,466.50 | $0.00 | See FINRA Report |
| Brian P Nagle | 6247178 | 1 | 05/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Coppock | 5343465 | 1 | 03/11/2016 | Customer Dispute | Settled | $15,550.00 | $0.00 | See FINRA Report |
| Anthony J Ranalli | 5149189 | 1 | 01/08/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Urja S Shah | 5713515 | 2 | 11/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katy Demarco Biddle | 5120310 | 1 | 11/06/2015 | Customer Dispute | Settled | $7,842.80 | $0.00 | See FINRA Report |