Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick McKeever | 3264586 | 2 | 07/12/2004 | Customer Dispute | Settled | $12,229.00 | $0.00 | See FINRA Report |
| John William Foster | 2917550 | 2 | 04/16/2004 | Customer Dispute | Settled | $8,198.00 | $0.00 | See FINRA Report |
| Lawrence Seidl | 2877717 | 1 | 03/11/2004 | Customer Dispute | Denied | $46,500.00 | $0.00 | See FINRA Report |
| Brian Mark McNamara | 1212130 | 1 | 07/22/2003 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Robert Edward Jean | 2025893 | 3 | 04/16/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Bernard Simon | 1816227 | 1 | 03/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Elizabeth Yesnach | 1830779 | 1 | 10/28/2002 | Customer Dispute | Denied | $9,157.64 | $0.00 | See FINRA Report |
| Thomas Edward Austin | 1959580 | 4 | 06/21/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Zane Jason Michalski | 3089658 | 4 | 03/07/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| James Matthew Tafelski | 2463362 | 3 | 12/21/2001 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |