Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian C Kennedy | 2321416 | 9 | 02/22/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kurt Douglas Cambier | 1392482 | 3 | 02/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley David Fath | 2632194 | 1 | 02/22/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Donald Wayne Evans | 1928091 | 3 | 02/22/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 02/16/2024 | Customer Dispute | Pending | $275,482.00 | $0.00 | See FINRA Report |
| Alexander Patrick Kline | 1271785 | 10 | 01/19/2024 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Leo Rosner | 1011519 | 2 | 01/17/2024 | Customer Dispute | Pending | $700,000.00 | $0.00 | See FINRA Report |
| Lee Edward Burton | 1943719 | 1 | 01/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Robert Hanna | 2547275 | 4 | 01/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Aloysius Locke | 1980843 | 9 | 01/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |