Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Salley | 870106 | 3 | 05/31/1990 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Edward Tony Carfang | 1228995 | 2 | 05/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Tony Carfang | 1228995 | 2 | 05/15/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Steven Hammond | 3002992 | 1 | 04/04/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Sherman | 4351022 | 1 | 02/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Nash | 1882389 | 5 | 11/28/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Nash | 1882389 | 5 | 10/26/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Charles Clark | 1057589 | 3 | 10/16/1989 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Thomas William Hofbauer | 2348811 | 1 | 09/29/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Champagne | 2925145 | 4 | 02/15/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |