Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Selina Jane Witt | 4712319 | 2 | 08/05/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Bruce Schreck | 716682 | 2 | 06/14/1991 | Customer Dispute | Settled | $124,079.00 | $0.00 | See FINRA Report |
| Mark Steven Waldman | 1176523 | 1 | 06/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Nash | 1882389 | 5 | 03/22/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daryl Miller | 2706426 | 1 | 02/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Favorite | 1230977 | 3 | 02/14/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chadwick M Mangum | 5281294 | 1 | 01/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Dominic Loffredo | 713767 | 4 | 11/26/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melissa Joy Nordaby | 2991608 | 1 | 09/21/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Hammond Lemon | 802386 | 2 | 06/08/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |