Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ambrose Kai Chung Chan | 2353053 | 1 | 07/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason D Hasson | 5317385 | 2 | 07/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Addison Steele | 1336981 | 3 | 05/20/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Dear | 1079490 | 7 | 05/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Max Garrison | 1803012 | 2 | 04/08/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Courter | 854890 | 2 | 10/15/1992 | Customer Dispute | Award / Judgment | $17,000.00 | $20,000.00 | See FINRA Report |
| Stephen Louis Skillman | 2265963 | 2 | 09/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Nash | 345040 | 2 | 08/25/1992 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| David Max Garrison | 1803012 | 2 | 07/01/1992 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joyce Ann Blonskij | 1411467 | 2 | 05/01/1992 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |