Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Floyd Hazen | 4503065 | 1 | 06/13/2013 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Joseph R Topolski | 4881655 | 3 | 11/10/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Daniel Gregory | 2801852 | 1 | 09/03/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Brady | 2167860 | 1 | 09/09/2009 | Customer Dispute | Withdrawn | $3,000,000.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 12/11/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Joel Madee | 842309 | 1 | 06/10/2003 | Customer Dispute | Withdrawn | $960,000.00 | $0.00 | See FINRA Report |
| David William Gamblin | 1558687 | 2 | 03/03/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Hawley Harris MacLean | 2124926 | 1 | 02/27/2003 | Customer Dispute | Withdrawn | $46,000.00 | $0.00 | See FINRA Report |
| Steven Edward Hamant | 2487744 | 2 | 11/30/1998 | Customer Dispute | Withdrawn | $13,600.00 | $0.00 | See FINRA Report |