Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Clair Boyd | 1057760 | 2 | 04/26/1995 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Rick Capozzi | 1179604 | 1 | 12/16/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kelly Ray Moore | 1599385 | 1 | 06/09/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kathleen Sue Bowen | 1056317 | 1 | 03/30/1994 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| John Michael Salley | 870106 | 3 | 10/21/1993 | Customer Dispute | Settled | $86,067.00 | $0.00 | See FINRA Report |
| John William Osborn | 843552 | 3 | 10/21/1993 | Customer Dispute | Settled | $18,133.00 | $0.00 | See FINRA Report |
| Robert Francis Nash | 345040 | 2 | 08/25/1992 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| David Max Garrison | 1803012 | 2 | 07/01/1992 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joyce Ann Blonskij | 1411467 | 2 | 05/01/1992 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Donald Bruce Schreck | 716682 | 2 | 06/14/1991 | Customer Dispute | Settled | $124,079.00 | $0.00 | See FINRA Report |