Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Valenta | 1386978 | 7 | 05/02/2022 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Brian C Kennedy | 2321416 | 9 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian C Kennedy | 2321416 | 9 | 03/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Douglas Cambier | 1392482 | 3 | 12/31/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Alexander Patrick Kline | 1271785 | 10 | 09/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Joseph Mauro | 1047937 | 1 | 05/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott C Ivol | 4251967 | 2 | 03/30/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc A Lopresti | 5248924 | 2 | 03/12/2021 | Customer Dispute | Settled | $142,985.00 | $0.00 | See FINRA Report |
| Dean Joseph Evans | 2144093 | 1 | 01/12/2021 | Customer Dispute | Settled | $264,000.00 | $0.00 | See FINRA Report |
| Scott Edmund Ferguson | 4668142 | 2 | 01/04/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |