Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Glen Newbury | 1890435 | 4 | 04/26/1999 | Customer Dispute | Settled | $8,696.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 11/04/1998 | Customer Dispute | Settled | $9,602.47 | $0.00 | See FINRA Report |
| Ronald John Dobro | 1826152 | 1 | 09/09/1998 | Customer Dispute | Settled | $5,466.67 | $0.00 | See FINRA Report |
| John Gregory Utter | 1415256 | 2 | 07/20/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Dominique Godfroy Henri Vercaemert | 1021056 | 4 | 05/19/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 01/05/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 11/14/1997 | Customer Dispute | Settled | $13,153.20 | $0.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 06/26/1997 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Gary Evan Fox | 1457689 | 3 | 03/20/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Saul Frank Feingold | 205698 | 1 | 12/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |