Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Gregory Heller | 1183912 | 3 | 03/13/2000 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Rocco Joseph Scarsella | 1280846 | 1 | 01/22/2000 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 01/20/2000 | Customer Dispute | Settled | $445,800.00 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 12/13/1999 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Joseph John Giangiulio | 1148025 | 3 | 10/14/1999 | Customer Dispute | Settled | $9,748.95 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 09/16/1999 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 07/20/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Victorino Santos Manlapaz | 2675628 | 1 | 06/14/1999 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert Ronald Obraitis | 2124486 | 4 | 05/13/1999 | Customer Dispute | Settled | $62,500.00 | $0.00 | See FINRA Report |
| William Timothy Bowen | 847338 | 1 | 05/01/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |