Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Kay Kendrot | 2298796 | 4 | 08/03/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christina Lynn Bush | 2535786 | 2 | 04/16/2001 | Customer Dispute | Settled | $24,732.50 | $0.00 | See FINRA Report |
| Clinton Wayne Copeland | 2906272 | 2 | 04/10/2001 | Customer Dispute | Settled | $14,680.20 | $0.00 | See FINRA Report |
| Walter Thomas Bonin | 2392690 | 1 | 03/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ellis Eugene Grossnickle | 1283246 | 3 | 03/11/2001 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Alexander Patrick Kline | 1271785 | 10 | 11/30/2000 | Customer Dispute | Settled | $88,242.50 | $0.00 | See FINRA Report |
| Garry Lee McClure | 3100424 | 1 | 10/16/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Maurice Thurman | 1901136 | 1 | 09/13/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Andre Monsour | 703712 | 1 | 08/09/2000 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sprague | 2184128 | 2 | 04/12/2000 | Customer Dispute | Settled | $59,250.00 | $0.00 | See FINRA Report |