Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Bruce Schreck | 716682 | 2 | 04/09/2002 | Customer Dispute | Settled | $28,045.00 | $0.00 | See FINRA Report |
| Stephen Michael McNamara | 2445183 | 3 | 03/07/2002 | Customer Dispute | Settled | $16,213.40 | $0.00 | See FINRA Report |
| Arthur B Holtfreter | 2890401 | 1 | 03/01/2002 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Erin Lane Wideman | 2167035 | 2 | 01/15/2002 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Garry Charles Hill | 2442412 | 2 | 12/18/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Van Raphael Neely | 2648551 | 1 | 12/17/2001 | Customer Dispute | Settled | $90,388.00 | $0.00 | See FINRA Report |
| Tom Arno Stapel | 1054908 | 4 | 11/14/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Perry Randall | 1392233 | 2 | 10/30/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard Dean Godfrey | 2723219 | 1 | 10/11/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Smith Crofts | 2429629 | 1 | 10/08/2001 | Customer Dispute | Settled | $11,321.00 | $0.00 | See FINRA Report |