Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Douglas Lucas | 2242815 | 9 | 09/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tom Arno Stapel | 1054908 | 4 | 09/27/2002 | Customer Dispute | Settled | $77,052.70 | $0.00 | See FINRA Report |
| Gloria Nydam Goode | 2552604 | 2 | 09/13/2002 | Customer Dispute | Settled | $134,000.00 | $0.00 | See FINRA Report |
| Donald Matthews Freeman | 2440926 | 1 | 09/10/2002 | Customer Dispute | Settled | $54,010.00 | $0.00 | See FINRA Report |
| Timothy J Moore | 1044325 | 3 | 09/06/2002 | Customer Dispute | Settled | $10,365.40 | $0.00 | See FINRA Report |
| Charles Craig Melsoni | 1054901 | 1 | 09/04/2002 | Customer Dispute | Settled | $6,757.69 | $0.00 | See FINRA Report |
| Donald Thomas Fetsko | 2878731 | 4 | 08/19/2002 | Customer Dispute | Settled | $9,600.00 | $0.00 | See FINRA Report |
| Steven Mark Lavorando | 1321267 | 1 | 06/03/2002 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Samuel Lyle Torrez | 1726919 | 4 | 05/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacob Anthony Kozmic | 3038198 | 2 | 04/15/2002 | Customer Dispute | Settled | $50,556.00 | $0.00 | See FINRA Report |