Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Oxford Sherrill | 1160379 | 7 | 11/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John David Fuller | 1726295 | 2 | 08/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Valenta | 1386978 | 7 | 07/18/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian C Kennedy | 2321416 | 9 | 06/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Airinhos Manuel Serradas | 2189985 | 1 | 06/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Valenta | 1386978 | 7 | 06/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 06/09/2022 | Customer Dispute | Settled | $97,953.00 | $0.00 | See FINRA Report |
| Phillip Oxford Sherrill | 1160379 | 7 | 05/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Michael Fay | 2083701 | 1 | 05/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathanael C Downs | 5833891 | 1 | 05/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |