Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Edward Martin | 1357741 | 6 | 12/12/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Matthew Krieger | 2441634 | 2 | 09/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 08/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Kent van Allen | 4464706 | 3 | 07/15/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Leonard Zurawski | 2365017 | 3 | 10/25/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Matthew Krieger | 2441634 | 2 | 09/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 01/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Edward Martin | 1357741 | 6 | 08/18/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 12/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Christopher Smith | 3132841 | 2 | 11/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |