Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Patrick Kline | 1271785 | 10 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| James Pietras | 6819165 | 1 | 10/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Quirk | 6123168 | 1 | 09/22/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Kent Reaves Herring | 5417262 | 2 | 03/02/2023 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Carolyn Valentine | 2532412 | 1 | 11/02/2022 | Customer Dispute | Pending | $471,746.00 | $0.00 | See FINRA Report |
| Beverly Antoinette Taite | 4125750 | 1 | 06/13/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Morris Kowalsky | 274546 | 4 | 12/03/2021 | Customer Dispute | Pending | $52,000.00 | $0.00 | See FINRA Report |
| Gregory E Homesley | 4815333 | 1 | 08/31/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Dear | 1079490 | 7 | 01/30/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |