Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Charles Champagne | 2925145 | 4 | 07/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Henry Parrish | 4818343 | 14 | 06/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Edward Dear | 1079490 | 7 | 06/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| April Beasley Booth | 4482025 | 1 | 05/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Dominic Cooper | 4654264 | 7 | 05/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Aloysius Locke | 1980843 | 9 | 04/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Douglas Lucas | 2242815 | 9 | 04/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Aaron Frye | 2834795 | 9 | 04/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Aaron Frye | 2834795 | 9 | 04/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rickey Bowen | 2837377 | 4 | 03/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |