Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Janell Marie Bakker | 7169752 | 7 | 01/03/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Amanda Sue Neff | 6590186 | 4 | 04/18/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard Allen Engberg | 1187594 | 1 | 11/17/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Juanita Christine Causey Oraevsky | 2207825 | 3 | 11/07/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Juanita Christine Causey Oraevsky | 2207825 | 3 | 04/05/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Charles Champagne | 2925145 | 4 | 02/15/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |