Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gene Thomas Carr | 2997377 | 15 | 01/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Thomas Carr | 2997377 | 15 | 12/31/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ray Eugene Steward | 1961465 | 2 | 08/07/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Courtland Ransone | 4008306 | 10 | 07/24/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trevor Ian Richards | 5378176 | 2 | 03/29/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Frank Head | 1633324 | 4 | 08/02/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Sue Neff | 6590186 | 4 | 09/14/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harry Dennis Guenther | 855458 | 1 | 05/06/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Thomas Carr | 2997377 | 15 | 04/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Conrad | 4791007 | 3 | 08/23/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |