Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amita Ramesh Desai | 4287407 | 1 | 09/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Robert Janoff | 3272485 | 2 | 06/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Wynn Regitz | 1283719 | 2 | 05/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Devin M Rose | 6082238 | 3 | 05/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |