Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Ellwood Wyzgowski | 864195 | 4 | 08/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Paul Letellier | 854436 | 1 | 07/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Curtis Ehly | 76204 | 3 | 06/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janell Marie Bakker | 7169752 | 7 | 06/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lynn Teston | 4434725 | 4 | 06/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Courtland Ransone | 4008306 | 10 | 05/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janell Marie Bakker | 7169752 | 7 | 04/10/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Thomas Carr | 2997377 | 15 | 02/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Michael Nash | 4527007 | 1 | 02/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Thomas Carr | 2997377 | 15 | 02/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |