Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin Lyle Marino | 1320535 | 4 | 09/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Aaron Frye | 2834795 | 9 | 09/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Lyle Marino | 1320535 | 4 | 06/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Esperanza Padilla Gomez | 1386295 | 6 | 06/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Aaron Frye | 2834795 | 9 | 06/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Adam Parke | 2728146 | 5 | 06/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Dennis Goins | 1990002 | 1 | 05/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert Alexander Ruas | 1013057 | 1 | 04/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lynn Teston | 4434725 | 4 | 10/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Courtland Ransone | 4008306 | 10 | 07/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |