Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diane Louise Hall | 2527226 | 4 | 07/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Louise Hall | 2527226 | 4 | 06/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Thomas Carr | 2997377 | 15 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Thomas Carr | 2997377 | 15 | 04/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston W Malone | 5005102 | 2 | 02/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Dana Miller | 1141401 | 4 | 02/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Dana Miller | 1141401 | 4 | 02/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Guare | 1071734 | 3 | 12/29/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Louise Hall | 2527226 | 4 | 12/24/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Louise Hall | 2527226 | 4 | 12/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |