Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Talley | 1048401 | 1 | 02/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Douglass Lewis | 2275642 | 3 | 02/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jack Christian Holt | 2576904 | 4 | 08/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ramon Valdez | 2592276 | 14 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Curtis Ehly | 76204 | 3 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bianca L White | 6074695 | 1 | 08/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Esperanza Padilla Gomez | 1386295 | 6 | 08/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Douglass Lewis | 2275642 | 3 | 07/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Lebauer | 2156800 | 16 | 07/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lynn Coleman | 2516592 | 4 | 06/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |