Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Parrish | 4818343 | 14 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Lynn Barker | 5718348 | 4 | 04/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Pray | 7384213 | 4 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Skyler Marie Vandel | 7004593 | 1 | 03/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sagar Ramesh Patel | 5058797 | 5 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Anthony Mezzullo | 333445 | 12 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Paul Bell | 6093989 | 5 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Lynn Barker | 5718348 | 4 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Galen Garner | 6433452 | 2 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |