Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Duncan Pray | 7384213 | 4 | 08/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Frank Head | 1633324 | 4 | 08/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Thomas Rohrer | 2140603 | 5 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacquelynn Ann Kill | 6894347 | 1 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roxanne P Raquedan | 4316126 | 2 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle L Mixell | 5433775 | 1 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 05/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon David Patterson | 7280870 | 1 | 04/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Michael Lehigh | 4420892 | 1 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |