Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Jacob Lydecker | 314901 | 1 | 10/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darwin Duplessy | 6119094 | 3 | 10/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darwin Duplessy | 6119094 | 3 | 10/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Dawn Lemley | 6545637 | 2 | 09/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dee Crabtree | 5060519 | 1 | 09/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Dawn Lemley | 6545637 | 2 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Thomas Rohrer | 2140603 | 5 | 07/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Elizabeth Ericksen | 6356666 | 5 | 06/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Jude Fleeman | 2921978 | 1 | 06/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |