Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelli S Anderson | 5174586 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Roger Rocchi | 2430961 | 1 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 14 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 14 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Nyman | 4545761 | 8 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lubin-Chamie R Townsend | 6142924 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |