Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carla J Kesterson | 2338147 | 7 | 12/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew C Gray | 4165575 | 2 | 12/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karina Marie Vallejo | 6047686 | 8 | 11/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Kesterson | 2338147 | 7 | 10/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Kesterson | 2338147 | 7 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 09/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory E Homesley | 4815333 | 1 | 08/31/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kristina Lynn Barker | 5718348 | 4 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 08/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Tony Glowka | 1282251 | 1 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |