Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lane McLaughlin | 1728383 | 2 | 02/18/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trevor Ian Richards | 5378176 | 2 | 12/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Jolley | 7341152 | 2 | 08/31/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Jacobs | 6518266 | 2 | 07/09/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler James Miller | 6190067 | 2 | 04/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Courtney Elizabeth Hobbs | 6213061 | 1 | 11/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brittany M Deweese | 5961410 | 1 | 05/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Remy A Dou | 5715963 | 1 | 10/21/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janell Marie Bakker | 7169752 | 7 | 03/02/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Brown | 5497151 | 1 | 10/12/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |