Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith D Lewandoski | 4234062 | 2 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janell Marie Bakker | 7169752 | 7 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Waldron | 3268001 | 1 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 02/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sagar Ramesh Patel | 5058797 | 5 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 14 | 01/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew C Gray | 4165575 | 2 | 01/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Ignatius Shaheen | 1506688 | 1 | 12/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trey Novara | 5780285 | 2 | 11/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Lebauer | 2156800 | 16 | 11/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |