Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas William Hofbauer | 2348811 | 1 | 09/29/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Oxford Sherrill | 1160379 | 7 | 11/14/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Wayne Giese | 1052519 | 1 | 05/04/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Hardcastle | 1676995 | 3 | 04/25/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Wayne Evans | 1928091 | 3 | 02/01/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Rudolph Souchek | 721974 | 1 | 02/15/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Stickel | 713132 | 4 | 04/02/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond William Powell | 855705 | 1 | 06/16/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Hardcastle | 1676995 | 3 | 01/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |