Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Ercole | 6391100 | 1 | 03/13/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn D Moyle | 6240715 | 1 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Elizabeth Ericksen | 6356666 | 5 | 09/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Galen Garner | 6433452 | 2 | 08/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ginger Burdette Fargas | 5860705 | 1 | 07/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 05/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 05/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |