Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Lynn Little | 6924542 | 6 | 08/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lynn Little | 6924542 | 6 | 08/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lynn Little | 6924542 | 6 | 06/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lynn Little | 6924542 | 6 | 06/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lynn Little | 6924542 | 6 | 05/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William A Fochi | 1773450 | 5 | 05/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Caren Love Gaesser | 6958338 | 7 | 05/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randell James Ogden | 2019815 | 1 | 04/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Caren Love Gaesser | 6958338 | 7 | 03/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isidore R Ogoussan | 5844430 | 1 | 03/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |