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FINRA Broker Disclosures for Cambridge Investment Research, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 369 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Duncan Pray7384213403/26/2020FinancialFinal$0.00$0.00See FINRA Report
Skyler Marie Vandel7004593103/14/2020FinancialFinal$0.00$0.00See FINRA Report
Sagar Ramesh Patel5058797502/28/2020FinancialFinal$0.00$0.00See FINRA Report
John Anthony Mezzullo3334451201/31/2020FinancialFinal$0.00$0.00See FINRA Report
Dennis Paul Bell6093989501/31/2020FinancialFinal$0.00$0.00See FINRA Report
Kristina Lynn Barker5718348401/30/2020FinancialFinal$0.00$0.00See FINRA Report
Alexander Galen Garner6433452201/01/2020FinancialFinal$0.00$0.00See FINRA Report
Ralph Edward Martin1357741612/12/2019RegulatoryFinal$0.00$0.00See FINRA Report
Carla J Kesterson2338147712/06/2019FinancialFinal$0.00$0.00See FINRA Report
Matthew C Gray4165575212/03/2019FinancialFinal$0.00$0.00See FINRA Report

369 Results

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