Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Philip Vaclavicek | 1261541 | 2 | 12/07/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Davis Henning | 1342392 | 1 | 12/02/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Andrew Marciano | 1062796 | 1 | 08/16/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Johanan Smith | 2661965 | 2 | 02/20/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Gordon James | 826278 | 1 | 12/02/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Thomas Farthing | 2291370 | 1 | 11/05/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Ware Moses | 1314201 | 1 | 08/21/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Clark | 4572828 | 2 | 11/12/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Stuart Tyler | 2258245 | 3 | 07/27/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Douglas Roberts | 4357269 | 1 | 09/15/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |