Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Johanan Smith | 2661965 | 2 | 05/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Cue | 5532768 | 1 | 04/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Joseph Burditt | 1428642 | 1 | 04/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christina Lynn Bush | 2535786 | 2 | 12/16/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gerard Duplisea | 2125451 | 2 | 12/11/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gerard Duplisea | 2125451 | 2 | 12/11/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Russell Kelley | 4644071 | 1 | 11/05/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Stephen Vigliotti | 501431 | 1 | 11/18/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Curtis Dean Harris | 2628896 | 1 | 10/24/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Matthew Mitcham | 5481389 | 2 | 08/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |