Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Glen Newbury | 1890435 | 4 | 05/04/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karen Marie Wright | 1892779 | 3 | 03/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Constance Ann Erickson | 3086455 | 1 | 03/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexander Patrick Kline | 1271785 | 10 | 11/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dreama Ann Long | 1828420 | 1 | 09/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Douglas Lepage | 4036106 | 1 | 08/30/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cindy X Chin | 4091612 | 1 | 08/29/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Aaron Frye | 2834795 | 9 | 02/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Shields Cole | 1336621 | 1 | 11/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Wayne Favorite | 1230977 | 3 | 09/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |