Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Winston Cartwright Sheppard | 1028461 | 1 | 05/22/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ellis Eugene Grossnickle | 1283246 | 3 | 09/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Steven Stickel | 713132 | 4 | 06/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |