Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Connor Limont | 1698577 | 1 | 12/06/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Mussay | 2147562 | 4 | 10/13/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Anthony Ciesla | 3001096 | 1 | 08/14/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy J Moore | 1044325 | 3 | 06/20/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonard Michael Brunkey | 1955890 | 2 | 06/01/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Denise Angelic Alemayehu | 1394132 | 1 | 05/26/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Peter Gilbride | 1397367 | 1 | 02/17/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Hamant | 2487744 | 2 | 12/10/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey David Kercher | 2045274 | 4 | 09/11/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Goodner | 2287662 | 1 | 08/07/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |