Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Scott McKinney | 5942633 | 2 | 05/09/2016 | Customer Dispute | Denied | $56,370.00 | $0.00 | See FINRA Report |
| Stephen Thomas McGinn | 1982380 | 2 | 10/27/2015 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Stephen Joseph Hepburn | 5586451 | 1 | 10/12/2015 | Customer Dispute | Denied | $5,000.00 | $500.14 | See FINRA Report |
| Michael J Graham | 1916832 | 1 | 10/12/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy George Hausmann | 1687455 | 1 | 07/22/2015 | Customer Dispute | Denied | $105,000.00 | $0.00 | See FINRA Report |
| John William Osborn | 843552 | 3 | 07/13/2015 | Customer Dispute | Denied | $7,194.90 | $0.00 | See FINRA Report |
| Scott Douglas Tschappat | 2768924 | 1 | 03/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erin Gay Willis | 2406860 | 3 | 03/20/2015 | Customer Dispute | Denied | $134,045.00 | $0.00 | See FINRA Report |
| Wade Lance McMinn | 1916843 | 2 | 02/18/2015 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Joseph R Topolski | 4881655 | 3 | 02/16/2015 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |