Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James B Latham | 2728227 | 2 | 04/12/2017 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Stephen Douglas Lucas | 2242815 | 9 | 04/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Turner | 1386078 | 2 | 03/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Harrison Burt | 2161151 | 1 | 02/09/2017 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Darrell Eugene Masters | 2155877 | 1 | 01/25/2017 | Customer Dispute | Denied | $41,663.10 | $0.00 | See FINRA Report |
| John Scott Jaeger | 1259547 | 2 | 01/23/2017 | Customer Dispute | Denied | $27,415.00 | $0.00 | See FINRA Report |
| Brian Michael Therrell | 4793352 | 3 | 01/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Lee Evans | 2693722 | 3 | 12/20/2016 | Customer Dispute | Denied | $15,725.00 | $0.00 | See FINRA Report |
| Robert Ronald Obraitis | 2124486 | 4 | 12/14/2016 | Customer Dispute | Denied | $78,983.00 | $0.00 | See FINRA Report |
| James Paul Councill | 1057818 | 1 | 09/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |