Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Olivier Allain | 4265775 | 1 | 05/30/2018 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Larry Dean Queen | 851743 | 2 | 04/16/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Anthony Mezzullo | 333445 | 12 | 04/06/2018 | Customer Dispute | Denied | $348,000.00 | $0.00 | See FINRA Report |
| Terry Lynn Haines | 2266512 | 1 | 03/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mari Dawn Lloyd | 4001731 | 1 | 01/11/2018 | Customer Dispute | Denied | $49,869.00 | $0.00 | See FINRA Report |
| Christopher Elliott Dunlap | 4794991 | 1 | 11/13/2017 | Customer Dispute | Denied | $75,796.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 8 | 09/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Anthony Phillips | 5498335 | 1 | 06/01/2017 | Customer Dispute | Denied | $10,660.00 | $0.00 | See FINRA Report |
| Craig Dayton Couch | 5619612 | 1 | 05/18/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erin J Tomlinson | 1647608 | 1 | 04/17/2017 | Customer Dispute | Denied | $85,294.80 | $0.00 | See FINRA Report |