Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Keith Williams | 705077 | 2 | 12/09/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Jason Orr | 6452058 | 1 | 12/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Barcomb | 2434495 | 2 | 10/22/2020 | Customer Dispute | Denied | $15,916.50 | $0.00 | See FINRA Report |
| Shanna Joelle Reed | 4734752 | 3 | 10/09/2020 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| James C Docster | 4278411 | 3 | 09/15/2020 | Customer Dispute | Denied | $33,154.50 | $0.00 | See FINRA Report |
| Tadeusz Robert Markow | 2307025 | 2 | 06/04/2020 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 8 | 04/21/2020 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Thomas Francis Shay | 857957 | 2 | 04/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Berrie Beth Coble | 4540578 | 1 | 02/07/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Erin Gay Willis | 2406860 | 3 | 01/03/2020 | Customer Dispute | Denied | $55,658.10 | $0.00 | See FINRA Report |