Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lesley Marshall Vanborssum | 1430557 | 4 | 02/19/1999 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sprague | 2184128 | 2 | 02/02/1999 | Customer Dispute | Denied | $282,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 12/14/1998 | Customer Dispute | Denied | $21,140.20 | $0.00 | See FINRA Report |
| Steven Alan Greene | 2286537 | 6 | 09/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Gamblin | 1558687 | 2 | 04/15/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Michael Alan Adrian | 2459590 | 1 | 09/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |